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Los Angeles
Wednesday, Feb 1, 2023

Roger Stephens


Managing Director, Wealth Management

UBS Financial Services Inc.

Roger Stephens is a managing director and adviser at UBS Financial Services in the bank’s downtown Los Angeles office. Stephens specializes in investments and institutional consulting, and oversees and advises on corporate retirement plans, nonprofit endowments and foundations and high-net-worth individuals. He began his career working in qualified consulting in 1981 after attending the University of California, Berkeley. He launched the R.W. Stephens Company, a retirement-plan consulting firm based in Los Angeles, in 1992. Insurance brokerage and risk management services company Arthur J. Gallagher acquired the firm in 1996.

What was your proudest moment?

Watching my daughters grow into the intelligent, beautiful, strong women they are today

What is your alma mater?

UC Berkeley

What is your next project?

Continue to expand my business and build relationships with my clients to create the strongest foundation for growth.

Who is your hero?

James F. Rothenberg

What do you like best about Los Angeles?

L.A.’s diverse community, businesses, and activities, along with it being the heart of entertainment is what sets L.A. apart from other places. I personally enjoy going to Dodgers, Lakers, and L.A. Kings games or attend live concerts with friends and loved ones.

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