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Rank Brokerage
•name
•address
•website		 L.A. County Employment
•securities brokers
•total employees		 Services Offered
(partial list)		 Profile
•headquarters
•offices (L.A./total)		 Top Local Executive
•name
•title
•phone
1
 Morgan Stanley Wealth Management
444 S. Flower St., 26th Floor
Los Angeles 90071; morganstanley.com		 5771
NA		 brokerage and investment advisory, financial and wealth planning New York
16 / NA		 Curtis Peterson
Regional Director
(213) 553-3320
2
 Merrill Lynch
2049 Century Parkway E.
Los Angeles 90067; ml.com		 5001
NA		 brokerage, investment advisory, banking, trust and other financial services and products Charlotte, N.C.
228 / 4,300		 Jeff Markham
Brian Ludwick
Division Executive
Division Executive, Managing Director
(800) 937-0620
3
 Wells Fargo Advisors
707 Wilshire Blvd.
Los Angeles 90017; wellsfargoadvisors.com		 3501
NA		 financial advisory, brokerage, asset management, retirement planning St. Louis
114 / 3,219		 Paul J. Vannuki
LA Market Leader
(877) 698-3123
1 Business Journal estimate.
NA – Not AvailableNote: The information on this list was provided by representatives of the companies. Brokerages are ranked by the number of registered, full-time securities brokers in L.A. County offices. To the best of our knowledge, this information is accurate as of press time. While every effort is made to ensure the accuracy and thoroughness of the list, omissions and typographical errors sometimes occur. Please send corrections or additions on company letterhead to the Research Department, Los Angeles Business Journal, 11150 Santa Monica Blvd., Suite 350, Los Angeles 90025. ©2023 Los Angeles Business Journal. This list may not be reprinted in whole or in part without prior written permission from the editor. Reprints are available from Wright’s Media (877) 652-5295.
Researched by Andrew Crowley