Photo
September 18, 2018
Trevor Saliba
Stories this photo appears in:
UPDATED: Broker Faces Lifetime Ban
The recently departed chairman and majority owner of a Beverly Hills investment banking and brokerage firm has been banned for life by the brokerage industry, according to a Jan. 8 regulatory filing.
NMS Capital Group Sells Stake in Banking Unit, Saliba Stepping Down
Beverly Hills-based NMS Capital Group, a private equity, merchant banking and advisory firm, has agreed to sell all equity and rights to NMS Capital Advisors, which is made up of private investors.
Brokerage Boss Faces Ban
FINANCE: BH firm’s appeal of FINRA ruling pending
Regulatory agencies put NMS Capital Advisors’ chair under the microscope.